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Christopher Gary Schroeder

Middlegate Securities Inc.

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About Christopher Gary Schroeder

Christopher Schroeder is a securities professional with over 17 years of experience in the financial industry. Christopher is currently registered with Middlegate Securities Inc. in New York, NY and holds a Series 7, Series 24, Series 63, Series 87, and SIE licenses. Christopher has previously worked at MFD Distributor, LLC, GMP Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Millenco, and Soleil Securities Corporation. Christopher is currently registered in 11 states, including California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, Texas, and Wisconsin.

Firm Information

Christopher Schroeder is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Schroeder’s Registration & Firm History

NY

06/03/2024 - Present

Middlegate Securities Inc. (NEW YORK NY)

WI

06/16/2016 - 06/04/2024

MFD DISTRIBUTOR, LLC (MADISON WI)

NY

06/09/2009 - 04/11/2014

GMP SECURITIES, LLC (NEW YORK NY)

NY

02/08/2006 - 04/27/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/23/2004 - 12/07/2005

MILLENCO (NEW YORK NY)

NY

09/22/2003 - 12/17/2003

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Gary Schroeder.
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