Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gary Mathon is a securities professional with over 27 years of experience in the financial services industry. Christopher has a diverse background, having worked for several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, and Fleet Securities, Inc. Currently, Christopher is registered with Mufg Securities Americas Inc. and is a Series 7, 24, 63, and SIE licensed professional. Christopher's expertise spans multiple areas, including Investment Banking, and is dedicated to providing comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/10/2012 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
MA
11/01/2010 - 09/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
05/05/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
TX
09/05/2000 - 03/31/2004
FLEET SECURITIES, INC. (DALLAS TX)
CA
02/13/1997 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
NY
06/05/1993 - 05/23/1995
CHEMICAL SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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