Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Garvin is a financial advisor with over 10 years of experience in the industry. Christopher is registered with Macquarie Investment Management Business Trust as a Registered Representative. Christopher has previously held positions at Legg Mason Investor Services, LLC, Neuberger Berman BD LLC, and Vanguard Marketing Corporation. Christopher holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Structured product/securitization advice/transition management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/20/2020 - Present
MacQuarie Investment Management Business Trust (PHILADELPHIA PA)
CT
01/08/2019 - 06/07/2019
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
10/04/2010 - 10/09/2018
NEUBERGER BERMAN BD LLC (NEW YORK NY)
PA
06/14/2007 - 10/07/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 06/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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