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Christopher Garrone

National Financial Services LLC

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About Christopher Garrone

Christopher Garrone is a financial professional with experience in the financial services industry. Christopher currently works at National Financial Services LLC. Christopher has a strong background in securities, having passed the Series 7TO, SIE, Series 66, and Series 63 exams. Christopher previously worked at Fidelity Brokerage Services LLC and Digital Brokerage Services LLC.

Firm Information

Christopher Garrone is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Garrone’s Registration & Firm History

NJ

05/21/2024 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

04/11/2023 - 04/26/2024

FIDELITY BROKERAGE SERVICES LLC (WAYNE NJ)

NJ

11/24/2020 - 03/31/2023

DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)

NJ

10/16/2020 - 12/02/2020

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 04/28/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Garrone.
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