Unclaimed
Christopher Richardson has been in the financial services industry since 2004. Christopher is currently registered with Sammons Financial Network, LLC in West Des Moines, Iowa. Christopher is also registered with the following states: Arkansas, Louisiana, Mississippi, and Tennessee. Christopher holds the Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/07/2015 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
NJ
10/10/2014 - 01/02/2015
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TN
12/21/2011 - 10/15/2013
HORNOR, TOWNSEND & KENT, INC. (THOMPSON STATION TN)
PA
12/17/2007 - 12/01/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
AZ
01/04/2006 - 12/17/2007
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
TN
04/04/2005 - 11/22/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CO
10/10/2000 - 11/01/2002
BERGER DISTRIBUTORS LLC (DENVER CO)
IA
Issued 11/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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