Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gallegos is a financial advisor associated with Wells Fargo Clearing Services, LLC, located in TOMS RIVER, NJ. Christopher has been in the industry since August 8, 2007 and currently holds active registrations in New Jersey and Texas. Christopher has previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NEW ENGLAND SECURITIES, and ANDREW GARRETT INC. Christopher has passed the Series 63, 65, 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/24/2019 - Present
Wells Fargo Clearing Services, LLC (TOMS RIVER NJ)
NJ
11/30/2012 - 09/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
02/13/2008 - 10/15/2012
NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)
NY
05/14/2007 - 01/08/2008
ANDREW GARRETT INC. (NEW YORK NY)
IA
Issued 08/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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