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Christopher G. Stimming

Morgan Stanley

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About Christopher G. Stimming

Christopher Stimming is a financial advisor at Morgan Stanley. Christopher has over 25 years of experience in the financial services industry. Christopher has held positions at several firms, including J.P. Morgan Securities LLC, Chase Investment Services Corp., and Barclays Capital Inc. Christopher is registered with the Securities and Exchange Commission and holds Series 7, 31, 63, and 65 licenses. Christopher is also a Certified Financial Planner. Christopher specializes in providing financial planning and investment advice to individuals, families, and businesses.

Firm Information

Christopher Stimming is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Christopher Stimming’s Registration & Firm History

TX

05/06/2022 - Present

Morgan Stanley (Houston TX)

TX

10/01/2012 - 05/06/2022

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

TX

05/11/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)

TX

07/07/2009 - 05/22/2012

BARCLAYS CAPITAL INC. (HOUSTON TX)

TX

06/01/2009 - 07/08/2009

MORGAN STANLEY SMITH BARNEY (HOUSTON TX)

TX

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)

TX

08/26/2004 - 04/02/2007

MORGAN STANLEY DW INC. (HOUSTON TX)

NY

04/27/2004 - 09/02/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

GA

03/17/1998 - 04/16/2004

AMVESCAP SERVICES, INC. (ATLANTA GA)

TX

10/23/1997 - 12/31/1997

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

GA

08/26/1997 - 09/20/1997

INVESCO SERVICES, INC. (ATLANTA GA)

TX

02/15/1996 - 02/25/1997

INVESCO FUNDS GROUP, INC. (HOUSTON TX)

NA

08/15/1995 - 01/12/1996

BANK SOUTH INVESTMENT SERVICES, INC.

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Licenses & Designations

IA

Issued 12/30/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 08/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Christopher G. Stimming. Review regulatory record here.
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