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Christopher G Rudolph

Cetera Advisors LLC

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About Christopher G Rudolph

Christopher G. Rudolph is an advisor currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Christopher has been in the industry since May 28, 2004. Christopher has a Series 7, Series 26, and Series 66 license. Christopher is licensed in Connecticut. Christopher has previously been registered with FIRST ALLIED SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VOYA FINANCIAL PARTNERS, LLC, AMERIPRISE FINANCIAL SERVICES, INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Christopher Rudolph is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Rudolph’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

01/08/2016 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

10/10/2005 - 01/25/2016

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

MN

05/27/2004 - 10/07/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

05/27/2004 - 10/07/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/11/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/01/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher G Rudolph.
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