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Christopher G Pfau

Edward Jones

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About Christopher G Pfau

Christopher Pfau is a financial advisor registered with Edward Jones in Menomonee Falls, WI. Christopher has been in the industry since June 18, 2000. Christopher has passed the Series 7, 63, 65, and 66 exams. Christopher has been registered with Edward Jones since November 2018 and has previously been registered with several other firms including Transamerica Investors Securities Corporation, E*TRADE Securities LLC, ADP Broker-Dealer, Inc., NYLIFE Distributors LLC, Nationwide Investment Services Corporation, and Nationwide Fund Distributors LLC.

Firm Information

Christopher Pfau is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Christopher Pfau’s Registration & Firm History

WI

11/09/2018 - Present

Edward Jones (MENOMONEE FALLS WI)

NY

03/27/2018 - 11/12/2018

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

IL

04/21/2017 - 03/02/2018

E*TRADE SECURITIES LLC (CHICAGO IL)

NJ

08/25/2014 - 08/29/2016

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NJ

03/13/2012 - 01/31/2014

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

OH

09/17/2010 - 03/05/2012

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

01/09/2008 - 09/27/2010

NATIONWIDE FUND DISTRIBUTORS LLC (COLUMBUS OH)

OH

01/02/2008 - 01/09/2008

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

11/01/2007 - 12/31/2007

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

10/25/2002 - 10/15/2007

NATIONWIDE FUND DISTRIBUTORS LLC (WEST CONSHOHOCKEN PA)

OH

03/27/2002 - 10/23/2002

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NY

06/19/2000 - 03/21/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/12/1999 - 06/21/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 05/15/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/03/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher G Pfau.
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