Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Freitas Mercado is a financial advisor with over 20 years of experience in the financial services industry. Christopher is currently registered as a registered representative and investment advisor representative with Mariner Independent. Christopher has also worked with a number of other firms in the past, including PIMCO FUNDS DISTRIBUTORS LLC, NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP), EVEREN SECURITIES, INC., JANDA & GARRINGTON, LLC, and FINANCIAL WEST GROUP. Christopher holds the Series 3, 7, 24, 31, 53, 63, 65, and 66 licenses. Christopher specializes in providing financial planning, investment advice, and portfolio management services to individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/04/2022 - Present
Mariner Independent (Danville CA)
NY
03/14/2002 - 08/05/2002
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
CA
02/28/2000 - 03/13/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
MO
08/14/1998 - 07/12/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
05/29/1998 - 08/07/1998
JANDA & GARRINGTON, LLC (SAN DIEGO CA)
NV
02/27/1998 - 03/09/1998
FINANCIAL WEST GROUP (RENO NV)
BOTH
Issued 11/14/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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