Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Herrel has over 37 years of experience in the financial services industry. Christopher holds a Series 7, 8, 9, 10, 24, 63, and 66 licenses, and the SIE exam. Christopher is currently registered with Cadaret, Grant & CO., Inc., Western International Securities, Inc., Cuso Financial Services, LP, and Next Financial Group, Inc.. Previously, Christopher was registered with PNC INVESTMENTS, WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, TD WATERHOUSE INVESTOR SERVICES, INC., CHARLES SCHWAB & CO., INC., WALL STREET CLEARING COMPANY, DEAN WITTER REYNOLDS INC., and BLINDER, ROBINSON & CO.,INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/02/2024 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
OH
02/24/2012 - 08/16/2023
PNC INVESTMENTS (CLEVELAND OH)
MO
10/28/2008 - 02/14/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NJ
05/11/2006 - 09/16/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NE
02/06/1998 - 09/27/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
09/18/1986 - 02/17/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
03/27/1986 - 09/08/1986
WALL STREET CLEARING COMPANY
NA
03/25/1985 - 05/01/1986
DEAN WITTER REYNOLDS INC.
NA
12/06/1984 - 01/24/1985
BLINDER, ROBINSON & CO.,INC.
NA
09/25/1984 - 10/26/1984
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/12/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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