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Christopher Frederick Kittel

Rabo Securities USA, Inc.

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About Christopher Frederick Kittel

Christopher Kittel has been in the securities industry since 1996. Christopher is currently registered with Rabo Securities USA, Inc. in New York. Christopher has experience at several firms including Convergex Execution Solutions LLC, EZE Castle Transaction Services LLC, Lynch, Jones & Ryan LLC, UBS Financial Services Inc., BNY Brokerage Inc., Banc of America Investment Services, Inc. and Quick & Reilly, Inc. Christopher holds the following FINRA licenses: Series 4, Series 7, Series 9, Series 10, Series 14, Series 24 and Series 63.

Firm Information

Christopher Kittel is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Kittel’s Registration & Firm History

NY

06/24/2015 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

NY

01/02/2007 - 06/25/2015

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

MA

06/06/2007 - 05/03/2013

EZE CASTLE TRANSACTION SERVICES LLC (BOSTON MA)

NY

01/04/2006 - 01/02/2007

LYNCH, JONES & RYAN LLC (NEW YORK NY)

NJ

05/12/2005 - 01/18/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/04/2006 - 01/04/2006

BNY BROKERAGE INC. (NEW YORK NY)

MA

10/20/2004 - 11/19/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

05/14/1996 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/03/2004

Series 24 - General Securities Principal Examination

BC

Issued 04/10/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/18/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/09/1999

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Frederick Kittel.
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