Unclaimed
Christopher Cornelius is a financial advisor with Wells Fargo Clearing Services, LLC, with over 25 years of experience in the industry. Christopher has been a registered representative in Iowa and Texas since 2014. Christopher has been with Wells Fargo Advisors, LLC since 2014. Christopher earned the Series 66 license in 1998, as well as Series 7 and SIE in 1998 and 2018 respectively. Christopher Cornelius also holds the designations of Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/19/2014 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
IA
01/20/2012 - 09/29/2014
RBC CAPITAL MARKETS, LLC (CLIVE IA)
IA
10/23/2009 - 01/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DES MOINES IA)
IA
04/13/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (URBANDALE IA)
IA
12/13/2000 - 04/17/2006
WELLS FARGO INVESTMENTS, LLC (DES MOINES IA)
MN
12/13/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
02/21/2001 - 11/30/2001
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
MN
05/05/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
04/29/1998 - 05/25/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 05/26/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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