Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Franklin Thorn has been active in the financial services industry since May 14, 1996. Christopher is currently registered with Stifel, Nicolaus & Company, Inc. as a registered representative. Previously Christopher was registered with RYAN BECK & CO., UBS FINANCIAL SERVICES INC., and LEGG MASON WOOD WALKER, INCORPORATED. Christopher is licensed in 10 states: California, Florida, Maine, Massachusetts, New Hampshire, New Mexico, New York, North Carolina, Rhode Island, and Virginia. Christopher holds the Series 63, Series 7, and Series 65 licenses, as well as the SIE exam. Christopher is a representative of Stifel, Nicolaus & Company, Inc. and the firm's approximate assets under management are between $1 billion and $10 billion. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/05/2007 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
04/28/2006 - 06/05/2007
RYAN BECK & CO. (BOSTON MA)
NJ
02/23/2001 - 05/25/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MD
05/15/1996 - 03/15/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 08/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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