Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Frank Rich is a financial advisor with over 20 years of experience in the industry. Christopher has worked with a number of firms including Securities America, Inc. and Royal Alliance Associates, Inc. He is currently registered with LPL Financial LLC in Florida and Texas. Christopher offers financial planning, portfolio management, and other advisory services to individual, business and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/18/2024 - Present
LPL Financial LLC (TAMPA FL)
FL
07/01/2008 - 06/14/2024
SECURITIES AMERICA, INC. (TAMPA FL)
FL
09/07/2004 - 07/09/2008
ROYAL ALLIANCE ASSOCIATES, INC. (TAMPA FL)
CA
12/15/2003 - 09/17/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
02/25/2003 - 01/02/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MO
06/22/1998 - 01/08/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
12/04/1996 - 09/23/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IN
07/01/1996 - 11/15/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/01/1996 - 11/15/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
08/05/1994 - 06/13/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 05/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Rich is the right advisor for you? Invested Better is here to help.
