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Christopher Francispatrick Hely

THE Leaders Group, Inc.

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About Christopher Francispatrick Hely

Christopher Hely is a financial professional with over 20 years of experience in the industry. Christopher has held positions with several well-known firms, including ING Financial Partners, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and John Hancock Mutual Life Insurance Company. Christopher is currently registered with The Leaders Group, Inc., a firm located in Littleton, Colorado. Christopher holds several industry licenses, including Series 6, 63, 65 and SIE.

Firm Information

Christopher Hely is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Hely’s Registration & Firm History

CO

01/24/2013 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

11/30/2011 - 12/31/2012

ING FINANCIAL PARTNERS, INC. (BRONXVILLE NY)

CO

08/12/2010 - 06/08/2011

THE LEADERS GROUP, INC. (LITTLETON CO)

NY

06/01/2009 - 07/13/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

11/04/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

VT

04/14/2003 - 10/20/2004

BRIDGMAN-BOURGER SECURITIES CORP. (HINESBURG VT)

PA

06/20/2001 - 11/06/2002

VFIC SECURITIES, INC. (KING OF PRUSSIA PA)

MA

02/10/1997 - 04/26/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

02/10/1997 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 12/30/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2000

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 02/07/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Francispatrick Hely.
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