Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sullivan is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Oppenheimer & Co. Inc. and has previously worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Christopher has a broad range of licenses and registrations, including Series 7, 31, 50, and 63 licenses as well as the SIE exam. Christopher specializes in providing financial planning and portfolio management services for individuals and businesses. Christopher is committed to providing clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
04/17/2012 - Present
Oppenheimer & Co. Inc. (MINNEAPOLIS MN)
MN
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (WAYZATA MN)
MN
12/20/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYZATA MN)
IA
Issued 05/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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