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Christopher Francis Parisi

Carl Marks Securities LLC

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About Christopher Francis Parisi

Christopher Parisi is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Carl Marks Securities LLC, and previously held positions at ACC Securities, LLC, Hudson Capital Advisors BD LLC, Jefferies & Company, Inc., and McDonald Investments Inc. Christopher is a Series 7, Series 79TO and Series 63 licensed professional.

Firm Information

Christopher Parisi is currently registered with Carl Marks Securities LLC. Carl Marks Securities LLC is a Limited Liability Company formed in May 2006. The firm is registered with the SEC and in 46 states.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Parisi’s Registration & Firm History

NY

05/22/2020 - Present

Carl Marks Securities LLC (NEW YORK NY)

NY

09/24/2013 - 01/25/2016

ACC SECURITIES, LLC (NEW YORK NY)

CA

12/03/2010 - 09/30/2011

HUDSON CAPITAL ADVISORS BD LLC (SANTA MONICA CA)

NY

04/28/2005 - 12/15/2008

JEFFERIES & COMPANY, INC. (NEW YORK NY)

OH

09/30/2002 - 09/17/2004

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 07/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/27/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Francis Parisi.
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