Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ochs is a financial advisor at Citigroup Global Markets Inc. with over 20 years of experience in the industry. Christopher has a strong track record of success in providing financial advice to individuals, families, and businesses. Christopher holds Series 7, 31, and 66 securities licenses, as well as a Series 63 license. Christopher is also registered with the state of Texas as an investment advisor representative. Christopher specializes in providing investment advice and financial planning services. Christopher also has experience in asset allocation advice, selection of other advisers, and portfolio management. Christopher is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/08/2010 - Present
Citigroup Global Markets Inc. (HOUSTON TX)
TX
01/01/2004 - 05/16/2007
AIG EQUITY SALES CORP. (HOUSTON TX)
AZ
05/26/2000 - 06/12/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NJ
02/19/1998 - 05/30/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
07/01/1997 - 09/11/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 3/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 7/2/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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