Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Malof is a financial advisor registered with UBS Financial Services Inc. since August 2015. Christopher has over 29 years of experience in the financial services industry, beginning their career in 1994. Christopher has held previous positions at Morgan Stanley and Citigroup Global Markets Inc. Christopher holds licenses for Series 7, 63, 31 and the SIE. In addition to working with UBS Financial Services Inc., Christopher is also a member of the Board of Directors for the Youth Orchestra Foundation of Buffalo, Inc., and the Enrollment Committee of Canisius College.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/18/2017 - Present
UBS Financial Services Inc. (BUFFALO NY)
NY
06/01/2009 - 08/20/2015
MORGAN STANLEY (BUFFALO NY)
NY
10/04/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
08/02/1996 - 08/09/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Malof is the right advisor for you? Invested Better is here to help.
