Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Francis Cave is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with A.g.p. / Alliance Global Partners and is located in Newport Beach, CA. Prior to joining A.g.p. / Alliance Global Partners, Christopher held positions at several other firms including C.K. Cooper & Company, Inc., Mission Capital Investment Group, Inc., Hagerty, Stewart & Associates, Inc., and Donner Corp. International.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
CA
03/21/2013 - Present
A.g.p. / Alliance Global Partners (NEWPORT BEACH CA)
CA
07/26/2001 - 03/11/2013
C.K. COOPER & COMPANY, INC. (IRVINE CA)
CA
09/12/2000 - 04/15/2002
MISSION CAPITAL INVESTMENT GROUP, INC. (CORONA DEL MAR CA)
CA
05/02/2000 - 08/31/2000
HAGERTY, STEWART & ASSOCIATES, INC. (SAN DIEGO CA)
OK
04/24/2000 - 05/02/2000
DONNER CORP. INTERNATIONAL (OKLAHOMA CITY OK)
IA
Issued 06/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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