Unclaimed
Christopher Roller is a financial advisor with over 20 years of experience in the industry. Christopher is currently registered with Quasar Distributors, LLC. Prior to joining Quasar Distributors, LLC, Christopher worked with Stephens Inc. and John Hancock Funds, LLC. Christopher is licensed to offer securities in all 50 states, and he holds the Series 6, 7, 63 and 65 licenses. He is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/18/2005 - Present
Quasar Distributors, LLC (Los Angeles CA)
AR
05/03/2002 - 03/31/2005
STEPHENS INC. (LITTLE ROCK AR)
MA
04/17/2000 - 04/22/2002
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
08/19/1999 - 04/14/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 09/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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