Unclaimed
Christopher Corsiglia is a financial advisor with Wells Fargo Clearing Services, LLC. Christopher has been in the industry since 1989 and is registered in several states. Christopher's previous experience includes roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, UBS Financial Services Inc., Piper Jaffray & Co., and Smith Barney Inc. Christopher holds several licenses, including Series 7, 31, 63, 65, and SIE. Christopher is also a registered investment advisor in Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
11/19/2021 - Present
Wells Fargo Clearing Services, LLC (BOISE ID)
CA
10/19/2012 - 11/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
CA
11/15/2006 - 11/01/2012
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
08/12/2006 - 11/08/2006
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
03/29/1996 - 08/12/2006
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
NY
03/21/1989 - 04/12/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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