Unclaimed
Christopher Fetchet is an investment advisor representative currently registered with Capital Client Group, Inc. Christopher has been in the financial industry since 2013. Prior to joining Capital Client Group, Inc. Christopher was employed by John Hancock Distributors, LLC, Cion Securities, LLC, Foreside Fund Services, LLC, OppenheimerFunds Distributor, Inc. and Maxim Group LLC. Christopher is registered in California, Connecticut, New Jersey, and New York. Christopher has passed the Series 63, Series 66, Series 7, and SIE exams. Christopher is currently registered as an investment advisor representative with Capital Client Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/19/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
03/05/2020 - 05/02/2024
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
09/05/2018 - 03/28/2019
CION SECURITIES, LLC (NEW YORK NY)
NY
02/09/2018 - 03/23/2018
FORESIDE FUND SERVICES, LLC (New York NY)
NY
01/19/2016 - 05/31/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/14/2013 - 09/02/2014
MAXIM GROUP LLC (NEW YORK NY)
BOTH
Issued 07/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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