Unclaimed
Christopher Faulkner Jones is a financial advisor with Fidelity Personal And Workplace Advisors in COVINGTON, KY. Christopher has been in the financial services industry since 1998. Christopher has a wide range of experience working with individual investors, businesses, and retirement plans. Christopher is registered to provide financial advice in 12 states and is also registered as a Registered Representative (Series 6, 7, 63, 66) and as a Principal (Series 26).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
03/17/2022 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
06/24/2013 - 12/17/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
KY
01/27/2006 - 06/14/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
GA
08/31/2004 - 11/17/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IL
10/18/2000 - 07/27/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
07/29/1999 - 10/11/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/29/1999 - 10/11/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
FL
06/16/1997 - 12/31/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 09/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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