Unclaimed
Christopher Faulkner Jones is a financial advisor in Covington, KY. He has been a registered financial advisor for over 25 years and is a licensed securities agent in 13 states. Christopher Jones works with Fidelity Personal And Workplace Advisors. He specializes in providing financial planning, educational seminars, and selection of other advisors for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. Christopher Jones is a member of FINRA and the state of Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
03/17/2022 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
06/24/2013 - 12/17/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
KY
01/27/2006 - 06/14/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
GA
08/31/2004 - 11/17/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IL
10/18/2000 - 07/27/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
07/29/1999 - 10/11/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/29/1999 - 10/11/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
FL
06/16/1997 - 12/31/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 9/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/9/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 6/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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