Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Farwell is a registered representative with Bofa Securities, Inc. Christopher has been in the industry since February 2004. Christopher is also a registered principal and has passed the General Securities Sales Supervisor - Options Module Examination and the General Securities Sales Supervisor - General Module Examination. Christopher has been registered with the state of California since October 2022 and is registered with other states as well. Prior to joining Bofa Securities, Christopher was employed by Credit Suisse Securities (USA) LLC, Redburn (USA) LLC, Bear, Stearns & Co. Inc., HSBC Securities (USA) Inc. and HSBC Brokerage (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
10/06/2022 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
09/19/2018 - 10/17/2022
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
06/25/2008 - 09/06/2018
REDBURN (USA) LLC (Mill Valley CA)
MA
06/05/2007 - 06/12/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NY
01/01/2005 - 05/25/2007
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/20/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BOTH
Issued 07/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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