Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Farina is a financial advisor with Empower Financial Services, Inc., a firm that is active in the broker-dealer space but not in the investment advisor space. Christopher has been in the industry for over 3 years and is registered in 52 states. Christopher holds Series 7, 63 and 66 licenses and is licensed to sell insurance. Prior to joining Empower Financial Services, Inc. Christopher was with Vanguard Marketing Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/15/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
03/03/2021 - 12/03/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
05/08/2020 - 05/26/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
08/20/2018 - 11/22/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 09/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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