Unclaimed
Christopher Soprano is a financial advisor with LPL Financial LLC. Christopher has been a registered representative in the financial services industry since September 15, 2000. Christopher has held previous positions with FSC Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and AXA Advisors, LLC. Christopher is currently licensed in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
10/01/2019 - Present
LPL Financial LLC (ALEXANDRIA LA)
LA
05/26/2005 - 10/03/2019
FSC SECURITIES CORPORATION (ALEXANDRIA LA)
IN
01/15/2002 - 05/27/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/15/2002 - 05/27/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
09/15/2000 - 01/17/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 05/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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