Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dunn is a registered representative with Wells Fargo Securities, LLC. Christopher has over 20 years of experience in the financial services industry, having previously worked for Goldman Sachs & Co. LLC, Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds the Series 7, 22TO, 52TO, 55, 57TO, 6, 63, 82TO, 99TO, and SIE licenses. Christopher is registered to provide securities services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/17/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/25/2018 - 06/07/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
06/16/2016 - 08/03/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/12/2002 - 06/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/17/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 05/17/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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