Unclaimed
Christopher Everett Oates is a registered representative with Lombard Securities Inc. in Hampstead, MD. Christopher holds the Series 6TO and SIE licenses and is registered with the state of Maryland. Christopher has been in the financial services industry since March 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
03/09/2021 - Present
Lombard Securities Inc. (HAMPSTEAD MD)
BC
Issued 03/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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