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Christopher Everett Oates

Lombard Securities Inc.

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About Christopher Everett Oates

Christopher Everett Oates is a registered representative with Lombard Securities Inc. in Hampstead, MD. Christopher holds the Series 6TO and SIE licenses and is registered with the state of Maryland. Christopher has been in the financial services industry since March 2021.

Firm Information

Christopher Oates is currently registered with Lombard Securities Inc.. Lombard Securities Inc. is a corporation formed on July 25, 1990, with an approved status. It is registered in all 50 U.S. states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Oates’s Registration & Firm History

MD

03/09/2021 - Present

Lombard Securities Inc. (HAMPSTEAD MD)

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Licenses & Designations

BC

Issued 03/09/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Everett Oates.
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