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Christopher Eric Asplin

J.p. Morgan Securities LLC

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About Christopher Eric Asplin

Christopher Eric Asplin is a financial advisor with J.P. Morgan Securities LLC. Christopher has been in the financial services industry since July 7, 1990. He is licensed to sell securities in 53 states and the District of Columbia. Christopher offers a range of services to individuals, businesses and institutions, including financial planning, pension consulting, selection of other advisors, and portfolio management. Christopher is also a registered representative with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA).

Firm Information

Christopher Asplin is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Christopher Asplin’s Registration & Firm History

CA

06/11/2014 - Present

J.p. Morgan Securities LLC (RIVERSIDE CA)

CA

12/13/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (PALM DESERT CA)

CA

01/19/2010 - 10/07/2010

CUSO FINANCIAL SERVICES, L.P. (TEMECULA CA)

CA

05/29/2007 - 01/27/2010

CITIGROUP GLOBAL MARKETS INC. (CYPRESS CA)

CA

11/18/2005 - 05/29/2007

CITICORP INVESTMENT SERVICES (COSTA MESA CA)

CA

05/09/2000 - 11/07/2005

UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)

MN

01/05/1998 - 05/02/2000

BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)

NE

06/21/1996 - 12/31/1997

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

WI

12/09/1991 - 03/14/1997

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

02/27/1991 - 10/01/1991

INVEST FINANCIAL CORPORATION (APPLETON WI)

MN

10/25/1989 - 11/16/1990

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/25/1989 - 11/16/1990

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 07/17/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/11/2012

Series 4 - Registered Options Principal Examination

BC

Issued 09/06/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/25/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Eric Asplin.
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