Unclaimed
Christopher Eric Asplin is a financial advisor with J.P. Morgan Securities LLC. Christopher has been in the financial services industry since July 7, 1990. He is licensed to sell securities in 53 states and the District of Columbia. Christopher offers a range of services to individuals, businesses and institutions, including financial planning, pension consulting, selection of other advisors, and portfolio management. Christopher is also a registered representative with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/11/2014 - Present
J.p. Morgan Securities LLC (RIVERSIDE CA)
CA
12/13/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PALM DESERT CA)
CA
01/19/2010 - 10/07/2010
CUSO FINANCIAL SERVICES, L.P. (TEMECULA CA)
CA
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (CYPRESS CA)
CA
11/18/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (COSTA MESA CA)
CA
05/09/2000 - 11/07/2005
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
MN
01/05/1998 - 05/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NE
06/21/1996 - 12/31/1997
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
WI
12/09/1991 - 03/14/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
02/27/1991 - 10/01/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
10/25/1989 - 11/16/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/25/1989 - 11/16/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2012
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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