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Christopher Emerick Gurkovic

First Brokers Securities LLC

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About Christopher Emerick Gurkovic

Christopher Gurkovic is a securities professional with over 25 years of experience in the financial services industry. Christopher is currently registered with First Brokers Securities LLC in Jersey City, NJ and Juno Beach, FL and holds a variety of licenses and registrations, including Series 7, 24, 31, 52, 53, 63, 65, 87, 99 and SIE. Christopher began his career at Dean Witter Reynolds Inc. in Purchase, NY and joined First Brokers Securities LLC in 1998.

Firm Information

Christopher Gurkovic is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Gurkovic’s Registration & Firm History

NJ

11/24/1998 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

NY

12/15/1997 - 12/04/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 12/24/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2021

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/30/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 12/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Emerick Gurkovic.
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