Unclaimed
Christopher Gaye is a financial professional with over 20 years of experience in the industry. Christopher has a strong track record of success in providing comprehensive financial advice and portfolio management services to individuals, families, and businesses. Christopher is registered with Prospera Financial Services, Inc. and has a broad range of experience in various financial areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
AL
11/14/2013 - Present
Prospera Financial Services, Inc. (Gulf Shores AL)
NY
08/30/2000 - 12/31/2013
C. E. GAYE & SONS SECURITIES LTD. (SYOSSET NY)
GA
01/11/2000 - 09/13/2000
PFS INVESTMENTS INC. (DULUTH GA)
MN
09/03/1999 - 10/06/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/03/1999 - 10/06/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/01/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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