Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Edward Thomas is a financial professional with over 30 years of experience in the industry. Christopher is currently registered with Stephens, a firm with a long history of providing financial services to individuals and institutions. Previously, Christopher was employed with SANTANDER US CAPITAL MARKETS LLC, Amherst Securities Group, L.P., GSC SECURITIES, INC., and GOVERNMENT SECURITIES CORPORATION. Christopher has a wide range of experience in the financial services industry, having held various roles at different firms. Christopher holds numerous licenses and certifications, including Series 7, Series 63, Series 72, and Series 79TO licenses. Christopher has a strong track record of success and is committed to providing clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/20/2024 - Present
Stephens (HOUSTON TX)
TX
10/14/2014 - 05/01/2024
SANTANDER US CAPITAL MARKETS LLC (HOUSTON TX)
TX
11/14/1994 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (HOUSTON TX)
NA
10/05/1993 - 11/10/1994
GSC SECURITIES, INC.
NA
08/20/1993 - 11/10/1994
GOVERNMENT SECURITIES CORPORATION
IA
Issued 03/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Thomas is the right advisor for you? Invested Better is here to help.
