Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Smith is a licensed securities professional with over 6 years of experience in the financial services industry. Christopher has a strong background in trading and is currently employed by HAP Trading, LLC as a Registered Representative. Christopher earned his Series 57, Series 57TO and SIE licenses in 2016 and 2023 respectively. Christopher's previous experience includes a role at Akuna Securities LLC in Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2022 - Present
HAP Trading, LLC (NEW YORK NY)
IL
10/06/2016 - 08/24/2018
AKUNA SECURITIES LLC (CHICAGO IL)
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/06/2016
Series 57 - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Christopher Smith is the right advisor for you? Invested Better is here to help.
