Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rafferty is a registered representative of MFS Fund Distributors, Inc. Christopher has been in the financial services industry since 2006. Christopher is licensed to conduct securities business in Arizona. Christopher has passed the Series 6, 7, 63 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/10/2014 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
NJ
12/05/2011 - 02/14/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TX
06/01/2010 - 11/04/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IL
10/02/2007 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
09/14/2006 - 10/02/2007
CHASE INVESTMENT SERVICES CORP. (PALATINE IL)
BOTH
Issued 06/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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