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Christopher Edward O'Malley

THE Leaders Group, Inc.

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About Christopher Edward O'Malley

Christopher O'Malley is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. Christopher has over 20 years of experience in the financial services industry. His expertise is in securities and investment advisory services. Christopher has a Series 7, Series 24, and Series 63 license. Christopher's focus is on providing clients with personalized financial planning and investment advice.

Firm Information

Christopher O'Malley is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher O'Malley’s Registration & Firm History

CO

01/06/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

01/01/2019 - 01/28/2020

BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)

MI

12/16/2014 - 11/05/2015

LPL FINANCIAL LLC (GRAND RAPIDS MI)

MI

05/02/2001 - 01/24/2013

FIFTH THIRD SECURITIES, INC. (ROCKFORD MI)

MI

07/21/1999 - 05/02/2001

OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)

MI

08/22/1996 - 11/03/1998

OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)

VA

08/24/1995 - 08/15/1996

GNA SECURITIES, INC. (GLEN ALLEN VA)

MN

04/20/1992 - 08/15/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/20/1992 - 08/15/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 02/18/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/23/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/1998

Series 24 - General Securities Principal Examination

BC

Issued 12/28/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/05/2015

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Edward O'Malley.
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