Unclaimed
Christopher Edward Garozzo is a financial professional with over 16 years of experience in the securities industry. Christopher has been registered in Connecticut, Florida, Massachusetts, New Jersey and New York since 2006. Currently, Christopher is an advisor at Cetera Advisor Networks LLC. Before Cetera Advisor Networks LLC, Christopher was with Securian Financial Services, Inc. and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2023 - Present
Cetera Advisor Networks LLC (NEW YORK NY)
NY
03/10/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEW YORK NY)
CT
03/02/2006 - 01/15/2014
NEW ENGLAND SECURITIES (WESTPORT CT)
BC
Issued 03/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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