Unclaimed
Christopher Delaney is a registered representative with Raymond James & Associates, Inc. Christopher has been in the financial services industry since March 5, 1989. Christopher is licensed to sell securities in 10 states. Christopher previously worked at MORGAN KEEGAN & COMPANY, INC. and BEAR, STEARNS & CO. INC. Christopher holds the SIE, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/15/2012 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
06/04/2008 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHICAGO IL)
IL
04/23/1998 - 06/11/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NY
07/25/1987 - 09/09/1996
GARBAN LLC (NEW YORK NY)
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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