Unclaimed
Christopher Edward Carpenter is a financial advisor who has been in the industry since March 5, 2002. Christopher is currently registered with T. Rowe Price Investment Services, Inc. and has a Series 6, 7, 24, 63, and 66 licenses. Christopher is registered in Maryland and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
03/05/2002 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BOTH
Issued 04/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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