Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Edward Baldwin is a financial advisor who has been in the industry since July 1997. He is currently registered with Smbc Nikko Securities America, Inc. and has previously worked at Nomura Securities International, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher Edward Baldwin holds Series 7, 24, 63, 79TO, and SIE licenses. He is currently registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/12/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/22/2013 - 05/09/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/27/1996 - 12/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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