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Christopher Edmund Tognola

Brean Capital, LLC

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About Christopher Edmund Tognola

Christopher Tognola is a financial professional with over 24 years of experience in the industry. Christopher currently holds a Series 7, 63 and SIE license. Christopher is registered with Brean Capital, LLC and is located in New York, New York. Christopher has also been previously registered with Greensledge Capital Markets LLC, Intelligent Edge Securities, LLC, Deutsche Bank Securities Inc. and CitiCorp Securities, Inc. Christopher is a licensed securities professional and holds the SIE, Series 7, Series 63, and Series 79TO exams.

Firm Information

Christopher Tognola is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Tognola’s Registration & Firm History

NY

01/03/2019 - Present

Brean Capital, LLC (NEW YORK NY)

NY

02/19/2014 - 01/04/2019

GREENSLEDGE CAPITAL MARKETS LLC (NEW YORK NY)

NY

12/20/2013 - 02/20/2014

INTELLIGENT EDGE SECURITIES, LLC (NEW YORK NY)

NY

06/08/1998 - 01/03/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/06/1994 - 04/25/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Edmund Tognola.
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