Unclaimed
Christopher Tognola is a financial professional with over 24 years of experience in the industry. Christopher currently holds a Series 7, 63 and SIE license. Christopher is registered with Brean Capital, LLC and is located in New York, New York. Christopher has also been previously registered with Greensledge Capital Markets LLC, Intelligent Edge Securities, LLC, Deutsche Bank Securities Inc. and CitiCorp Securities, Inc. Christopher is a licensed securities professional and holds the SIE, Series 7, Series 63, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2019 - Present
Brean Capital, LLC (NEW YORK NY)
NY
02/19/2014 - 01/04/2019
GREENSLEDGE CAPITAL MARKETS LLC (NEW YORK NY)
NY
12/20/2013 - 02/20/2014
INTELLIGENT EDGE SECURITIES, LLC (NEW YORK NY)
NY
06/08/1998 - 01/03/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/06/1994 - 04/25/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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