Unclaimed
Christopher Gavin is a registered representative with LPL Financial LLC, having been active in the industry since April 2003. Christopher Gavin is registered in 26 states and is a Registered Representative with a series 7, 66, and SIE license. Christopher Gavin has been associated with LPL Financial LLC since July 2021, having previously been registered with WADDELL & REED. In addition to working with LPL Financial LLC, Christopher Gavin also owns and operates Squareknot Consulting Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/08/2024 - Present
LPL Financial LLC (HAMDEN CT)
CT
04/02/2003 - 07/21/2021
WADDELL & REED (HAMDEN CT)
BOTH
Issued 05/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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