Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bender is a financial advisor registered with Morgan Stanley & Co. LLC. Christopher has been in the financial services industry since 1991. Christopher holds licenses in Series 6, 7, 9, 10, 52, 53, and 63. Christopher has also worked for various financial institutions such as Morgan Stanley, Barclays Capital Inc., Thomas Weisel Partners LLC, UBS Financial Services Inc., and John Hancock Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/31/2014 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
CA
08/13/2013 - 08/18/2014
MORGAN STANLEY (SAN FRANCISCO CA)
CA
01/04/2011 - 06/26/2013
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
03/28/2005 - 01/27/2011
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NJ
10/23/1992 - 04/21/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
08/22/1991 - 10/06/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/22/1991 - 10/06/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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