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Christopher E Vaughn

Charles Schwab & CO., Inc.

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About Christopher E Vaughn

Christopher Vaughn has been in the industry since August 1998 and is currently registered with Charles Schwab & Co., Inc.. Christopher has a wide range of experience, having worked at a number of firms including ASCEND FINANCIAL SERVICES, INC. and C.R.I. SECURITIES, INC. Christopher has a strong track record of success and is committed to providing his clients with the highest level of service. Christopher is currently licensed in Arizona and California and holds several licenses including Series 63, Series 65, Series 10, Series 9, Series 7 and the SIE.

Firm Information

Christopher Vaughn is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Vaughn’s Registration & Firm History

UT

06/25/2018 - Present

Charles Schwab & CO., Inc. (Cottonwood Heights UT)

MN

07/22/1997 - 08/19/1998

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

MN

07/22/1997 - 08/19/1998

C.R.I. SECURITIES, INC. (ST. PAUL MN)

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Licenses & Designations

BC

Issued 09/12/1997

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/28/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/04/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/25/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher E Vaughn.
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