Unclaimed
Christopher Pompey is a financial advisor with Fidelity Personal And Workplace Advisors. Christopher is a Certified Financial Planner® professional, with over 16 years of experience in the financial services industry. Christopher has a wide range of experience in providing financial advice to individuals, families, and businesses. Christopher is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning services. Christopher is registered to offer securities in numerous states, including North Carolina, Texas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Michigan, New Jersey, New York, Ohio, Rhode Island, South Carolina, South Dakota, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (CHARLOTTE NC)
NC
04/09/2013 - 03/23/2022
ALIGHT FINANCIAL SOLUTIONS, LLC (CHARLOTTE NC)
NC
06/10/2010 - 07/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/03/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/19/2005 - 08/12/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
DE
08/10/2004 - 06/27/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
06/04/2004 - 08/06/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 06/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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