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Christopher E Pompey

Fidelity Personal AND Workplace Advisors

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About Christopher E Pompey

Christopher Pompey is a financial advisor with Fidelity Personal And Workplace Advisors. Christopher is a Certified Financial Planner® professional, with over 16 years of experience in the financial services industry. Christopher has a wide range of experience in providing financial advice to individuals, families, and businesses. Christopher is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning services. Christopher is registered to offer securities in numerous states, including North Carolina, Texas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Michigan, New Jersey, New York, Ohio, Rhode Island, South Carolina, South Dakota, Tennessee, Virginia, and West Virginia.

Firm Information

Christopher Pompey is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Pompey’s Registration & Firm History

NC

01/12/2024 - Present

Fidelity Personal AND Workplace Advisors (CHARLOTTE NC)

NC

04/09/2013 - 03/23/2022

ALIGHT FINANCIAL SOLUTIONS, LLC (CHARLOTTE NC)

NC

06/10/2010 - 07/03/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

10/03/2008 - 03/18/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NC

07/19/2005 - 08/12/2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

DE

08/10/2004 - 06/27/2005

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NY

06/04/2004 - 08/06/2004

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 06/03/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

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New York Stock Exchange

Disclosures

There is public disclosure for Christopher E Pompey. Review regulatory record here.
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