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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Douglass Neumann is an investment advisor representative associated with Morgan Stanley. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry since June 2010. Christopher has 4 current registrations, including in Oklahoma and Texas. Christopher also has 53 approved state registrations and 2 approved state registrations for Investment Advisor. Christopher has passed the Series 63, Series 65, Series 7, and SIE examinations. Christopher is also registered with the state of Oklahoma as an Investment Advisor Representative. Christopher's previous employment history includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
06/27/2014 - Present
Morgan Stanley (Oklahoma City OK)
OK
04/29/2011 - 07/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OKLAHOMA CITY OK)
OK
09/22/2010 - 05/02/2011
WELLS FARGO ADVISORS, LLC (OKLAHOMA CITY OK)
OK
03/15/2010 - 07/02/2010
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
IA
Issued 11/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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