Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Romney is a financial advisor with over 35 years of experience in the industry. Christopher is currently registered with Stifel, Nicolaus & Company, Inc. and previously worked with D.A. Davidson & CO., WELLS FARGO INVESTMENTS, LLC, UBS FINANCIAL SERVICES INC., SALOMON SMITH BARNEY INC. and KIDDER, PEABODY & CO. INCORPORATED. Christopher offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/20/2023 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
11/01/2010 - 01/20/2023
D.A. DAVIDSON & CO. (BELLEVUE WA)
WA
02/20/2004 - 11/09/2010
WELLS FARGO INVESTMENTS, LLC (BELLEVUE WA)
NJ
11/16/1998 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/29/1993 - 11/18/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/27/1986 - 02/08/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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