Unclaimed
Christopher Dunlop is a registered representative of Houlihan Lokey Capital, Inc. Christopher has been in the securities industry since September 11, 2005. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and has been registered in 50 states. Christopher is a Series 7, Series 24, Series 63, Series 79TO and SIE licensed professional. Christopher's previous experience includes a role at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2010 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
01/14/2002 - 06/09/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Dunlop is the right advisor for you? Invested Better is here to help.