Unclaimed
Christopher Dorn is a financial advisor with Fifth Third Securities, Inc. Christopher has been in the financial services industry for over 10 years. Christopher has a wide range of experience, including providing financial planning, portfolio management, and selection of other advisers. Christopher has been registered with FINRA since 2005 and holds Series 7, 86, 87, 79TO, and SIE licenses. Christopher is also registered with the state of Tennessee and several other states. Christopher specializes in providing financial advice to individuals, high-net-worth individuals, corporations, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
07/09/2024 - Present
Fifth Third Securities, Inc. (NASHVILLE TN)
CA
10/14/2020 - 10/11/2023
BTIG, LLC (SAN FRANCISCO CA)
TN
11/11/2019 - 06/30/2020
CANACCORD GENUITY LLC (Nashville TN)
TN
06/06/2012 - 02/07/2013
RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)
TN
08/06/2008 - 08/29/2012
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
01/23/2007 - 08/01/2008
SUNTRUST ROBINSON HUMPHREY, INC. (NASHVILLE TN)
TN
09/12/2005 - 01/11/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 03/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/02/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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