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Christopher Dorn

Fifth Third Securities, Inc.

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About Christopher Dorn

Christopher Dorn is a financial advisor with Fifth Third Securities, Inc. Christopher has been in the financial services industry for over 10 years. Christopher has a wide range of experience, including providing financial planning, portfolio management, and selection of other advisers. Christopher has been registered with FINRA since 2005 and holds Series 7, 86, 87, 79TO, and SIE licenses. Christopher is also registered with the state of Tennessee and several other states. Christopher specializes in providing financial advice to individuals, high-net-worth individuals, corporations, businesses, pension and profit-sharing plans, and charitable organizations.

Firm Information

Christopher Dorn is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Dorn’s Registration & Firm History

TN

07/09/2024 - Present

Fifth Third Securities, Inc. (NASHVILLE TN)

CA

10/14/2020 - 10/11/2023

BTIG, LLC (SAN FRANCISCO CA)

TN

11/11/2019 - 06/30/2020

CANACCORD GENUITY LLC (Nashville TN)

TN

06/06/2012 - 02/07/2013

RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)

TN

08/06/2008 - 08/29/2012

MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)

TN

01/23/2007 - 08/01/2008

SUNTRUST ROBINSON HUMPHREY, INC. (NASHVILLE TN)

TN

09/12/2005 - 01/11/2007

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 03/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/31/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/02/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Dorn.
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